Ethics & Guiding Principles
Clients place their
trust in us.
In return we act on their behalf pursuant to a fiduciary standard of conduct – always serving our clients’ best interests.
The principles-based fiduciary standards to which we abide emanate from the Duty of Loyalty (to serve and preserve our clients’ best interests) and the Duty of Care (to apply professional skill and prudence in all endeavors on their behalf). The duties are found in federal and state laws and regulations and in codes of professional ethics.
We also hold ourselves personally accountable and we will speak up if something is not right even if it means challenging authority. We will finish what we start no matter how hard it is or how long it takes. If something is worth doing, we will do it well. We will listen more and talk less, however, when we talk our word is our bond. And we believe in practicing the “Platinum Rule” – treating our clients how they want to be treated.
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At EQ Private Wealth Advisors we help a select group of clients build, manage, protect, and transition their wealth.
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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
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The financial consultants of EQ Private Wealth Advisors are registered representatives with, and Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Mariner Independent Advisor Network a registered investment advisor. Mariner Independent Advisor Network and EQ Private Wealth Advisors are separate entities from LPL Financial.
The financial professionals associated with NextGen Wealth Partners and/or LPL Financial may only discuss and/or transact business with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
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